News Archives
Date |
Title |
|---|---|
| May 2012 | |
| 18/05/2012 | Free 28 Page RDR Guide.
Our compliance experts and fellow IFAs and Chartered Financial Planners Joanne Roberts and Ashley Clark have written ... |
| 17/05/2012 | Ssshhh We Won An Award Tell No One - FSA.
Final guidance published by the Financial Services Authority (FSA) on financial promotions, ... |
| 16/05/2012 | FSCS Lawyers Data Protection Breach.
A report in both FT Adviser and Money Marketing has suggested that: Law firm Herbert Smith is ... |
| 15/05/2012 | Solicitor IFAs Regulator Co-operation.
A variety of regulatory bodies from the legal profession and other sectors, along with the Financial Services Authority ... |
| 14/05/2012 | MAS Pay Scale Review.
The Money Advice Service (MAS) is planning to amend its staff remuneration packages. MAS chief executive Tony ... |
| 11/05/2012 | FSA Draft Rules For Stress Test Planning.
The Financial Services Authority (FSA) has published a feedback statement setting out draft rules that ... |
| 10/05/2012 | Investment Losses Not Complaint Grounds.
The Complaints Commissioner has rejected a complaint that the Financial Services Authority (FSA) failed to adequately monitor ... |
| 09/05/2012 | ECJ Rules DFM Service Full VAT.
The European Court of Justice (ECJ) has published its opinion statement, recommending all elements of discretionary ... |
| 08/05/2012 | Aviva Boss Quits After Shareholder Pay Row.
Aviva has announced its chief executive Andrew Moss has quit. Moss, has been caught up ... |
| 04/05/2012 | IFP Want PI Cut For Accredited Firms.
The Institue of Financial Planning (IFP) is working with underwriter and managing director of IFA ... |
| 03/05/2012 | L and G Say RDR Reducing IFA Activity.
As advisers focus on RDR business transfromation, Legal & General (L&G) are predicting reduced ... |
| 02/05/2012 | TSC Investigates Finance Bosses Pay.
The Treasury Select Committee (TSC) has launched an inquiry into corporate governance at Britain's top financial companies. ... |
| 01/05/2012 | Fine After Client Money Failings.
Financial planning and portfolio management firm Christchurch Investment Management have been fined £26,600 by the Financial Services ... |
| April 2012 | |
| 30/04/2012 | 1400 Advice Job Cuts Clydesdale Yorkshire.
Following a strategic review by the National Australia Bank (NAB) of its UK operations, the Clydesdale ... |
| 27/04/2012 | £250K FSCS Hit For Wound Up Wales IFA.
According to figures from the Financial Services Compensation Scheme (FSCS), they have paid out ... |
| 26/04/2012 | HSBC Adviser Cull Pre RDR.
As part of its response to the retail distribution review, HSBC is set to announce job cuts ... |
| 25/04/2012 | Regulatory Reviews Cost £32m.
According to Conservative MP Mark Field, the cost of producing regulatory review reports increased to more than £32m ... |
| 24/04/2012 | FSA Staff Head For The Hills.
According to a freedom of information request, submitted by Money Marketing, the number of staff leaving ... |
| 23/04/2012 | FSA Warns On Poor Insurance Wording.
A review by the Financial Services Authority (FSA) has revealed that companies are relying too much ... |
| 20/04/2012 | Another £10m Potential FSCS Liability.
According to the Financial Services Compensation Scheme (FSCS), Scottish broker firm Direct Sharedeal was declared in default ... |
| 19/04/2012 | FSA Claims 70 Per Cent IFAs RDR Ready.
Head of investments at the Financial Services Authority (FSA), Linda Woodall has revealed that ... |
| 18/04/2012 | Illegal Call For Breach Client Trust And Confidence.
Shadow Treasury financial secretary Chris Leslie and Shadow Treasury economic secretary Cathy Jamieson have ... |
| 17/04/2012 | Nucleus Platform In Black.
Nucleus, the IFA-owned and controlled wrap platform had a strong Q1. For the first 3 months of ... |
| 16/04/2012 | Half Want Advice Fees From Policy Charge.
According to research by Ernst & Young, nearly half of UK life and pension customers ... |
| 13/04/2012 |
Advisers Say RDR No Solution.
A survey by SCM Private has found that 64% of IFAs in the south east think RDR ... |
