News Archives
Date |
Title |
|---|---|
| March 2012 | |
| 01/03/2012 | VAT Exempt For Servicing Advice On Products.
In its final version of the RDR Guidance on VAT liability, HM Revenue & Customs ... |
| February 2012 | |
| 29/02/2012 | AIFA Long Stop Fair Liability Campaign.
The Association of IFAs has launched an industry campaign to protect advisers against long-term liabilities. ... |
| 28/02/2012 | FSA Says Beware Bond Commission Rush Pre RDR.
The Financial Services Authority (FSA) has advised it will be monitoring advisers and providers ... |
| 27/02/2012 | FSA To Monitor Restricted Advice Panel Selection.
According to Money Marketing, the Financial Services Authority (FSA) is to look into the way ... |
| 24/02/2012 | FSA Still Not Ready To Tell Consumers About RDR.
In a report in FT Adviser, in a recent meeting between the Financial ... |
| 23/02/2012 | Lloyds Bank Sales Team Segments For RDR.
Lloyds Banking Group are to separate is direct-advice arm in preparation for the RDR by ... |
| 22/02/2012 | Suspicious Trading Threadneedle Notify Police.
Asset management company Threadneedle has confirmed to FTAdviser that it has informed the authorities to a suspicious ... |
| 21/02/2012 | Small SIPP Providers Under FSA Microscope.
According to James Hay, the Financial Services Authority (FSA) may look to crack down on smaller ... |
| 20/02/2012 | PPI Bonus Clawback At Lloyds.
According to reports by The Telegraph, Lloyds Banking Group are to strip its directors of more than ... |
| 17/02/2012 | Industry Divide On Client Poaching After Towry Ruling.
Adviser firm Raymond James recently won its legal battle with wealth manager Towry and ... |
| 16/02/2012 | FSCS In Keydata 50 Per Cent Early Settlement Discount.
The Financial Services Compensation Scheme (FSCS) has offered Keydata distributors with claims against ... |
| 15/02/2012 | Towry Loses Client Solicitation Case.
A High Court judge has dismissed all cases brought by Towry against IFA firm Raymond James and ... |
| 14/02/2012 | FSA Urges IFAs Check PI Post RDR.
The Retail Distribution Review (RDR) will require firms to consider a wider range of investments ... |
| 13/02/2012 | MF Global Collapse Risks 4000 FSCS Claims.
Advisers could be forced to pay a massive bill for the collapse of MF Global ... |
| 10/02/2012 | Ombudsman Need Better Training.
According to Godfrey Bloom, MEP for Yorkshire and North Lincolnshire, the Financial Ombudsman Service (FOS) works outside the ... |
| 09/02/2012 | PI Costs To Leap 50 Per Cent.
PII brokers are warning that professional indemnity insurance costs could rise by over 50% after ... |
| 08/02/2012 | Outsourcing To DFM Is VAT Chargeable On Adviser.
According to draft HM Revenue & Customs (HMRC) guidance on VAT exemptions for financial ... |
| 07/02/2012 | AIFA Lobbys For Regulator Fees Cap.
The Association of Independent Financial Advisers (Aifa) has lobbied MPs to introduce a cap on fees ... |
| 06/02/2012 | NTU Product Intermediation VAT Free As Well.
A revised draft version of HM Revenue & Customs’ RDR guidance on VAT liability suggests ... |
| 03/02/2012 | Adviser FSCS 2012 Bill Could Be £73 Million.
The Financial Services Compensation Scheme (FSCS) has set its 2012/13 annual levy for financial ... |
| 02/02/2012 | FCA And PRA Guess Who Gets The Bill?.
The Financial Services Bill will see the Financial Services Authority (FSA) replaced by the ... |
| 01/02/2012 | Ombudsman To Publish Complaint Firm Names.
The Financial Ombudsman Service (FOS) is sticking to its plans to include the names of businesses ... |
| January 2012 | |
| 31/01/2012 | Sants Ducks Blame Over RBS Fiasco.
Giving evidence to the Treasury Select Committee, Financial Services Authority (FSA) chief executive Hector Sants tried ... |
| 30/01/2012 | Compliance Officer £130,000 Fine.
Alexander Ten-Holter, trader and former compliance officer at Greenlight Capital, has been fined £130,000 by the Financial Services ... |
| 27/01/2012 | RDR Will Damage OMO Annuity Advice.
Campaigner Baroness Greengross is to lobby senior Government ministers over concerns that people with small pension ... |
